INTERNAL AUDIT REQUEST FORM

Request submitted by:

Date submitted:

Month

Day

Year

What time would be best to contact you?

What is the best email to reach you at?

What is the best phone number to reach you at?

**Please note that you can remain anonymous by leaving the contact information above blank**

Reporting party acting as:

Employee

Management

Stakeholder

please select one

Is this a request for audit services or consulting services?

Audit Services

Consulting Services

see definitions below

Definitions of Services:

Audit Services: An objective examination of evidence for the purpose of providing an independent assessment on governance, risk management, and control processes for the organization. Examples may include financial, performance, compliance, system security, and investigative engagements.

Consulting Services: Advisory and related client service activities, the nature and scope of which are agreed with the client, are intended to add value and improve an organization's governance, risk management, and control processes without the internal auditor assuming management responsibility. Examples include counsel, advice, facilitation, and training.

1. Describe any suspected improper activity in detail that you have noted (include dates, time, witnesses, etc. if possible).

2. How long has the potentially improper activity been going on (i.e., what period does this request relate to – ex: FY17, FY18, January – June, etc.)?

3. What event, concern, or information caused your request?

4. What do you want reviewed?

5. What department/division/location does this request pertain to?

6. What is the specific area or business process?

7. Who may be the key people to contact?

8. What would be the purpose and objectives for the audit or investigation (i.e., what would you like to determine as a result of the audit or investigation)?

9. Is this request time sensitive? If so, please provide an explanation of why it is.

10. Additional Comments:

CAPTCHA

This question is for testing whether you are a human visitor and to prevent automated spam submissions.

  _   _           _____   _   _           _   _ 
 | \ | | __   __ |_   _| | \ | |  _ __   | \ | |
 |  \| | \ \ / /   | |   |  \| | | '_ \  |  \| |
 | |\  |  \ V /    | |   | |\  | | | | | | |\  |
 |_| \_|   \_/     |_|   |_| \_| |_| |_| |_| \_|

Enter the code above *

Enter the code depicted in ASCII art style.